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The following published articles by Timothy O'Connor can be
useful guides to investor rights and related matters. Please email
us and we will mail the articles you select.
- What People Should Know About ERISA Plans - Capital
District Business Review - March 21, 1994
- Know What to Look for When Choosing a Broker - Capital
District Business Review - October 10, 1994
- Sellers of Limited Partnerships Need to Know Tax
Ramifications - Capital District Business Review - August
26, 1996
- The Use of Securities and Exchange Decisions as a
Precedent in Arbitration Proceedings - Practicing Law
Institute - August 1997
- Opening an Account with an Investment Broker?...Read
Carefully Before Signing on the Dotted Line - Capital
District Business Review
- The Use of NASD Notice to Members as Persuasive Authority
in Arbitration Proceedings - Practicing Law Institute -
August 1998
- Using NASD Market Reports in Arbitration Proceeding - Practicing
Law Institute - August 2000
- Recent Regulatory Initiative Aimed to Protect Investors
- Capital District Business Review, February 5, 2002
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